Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Dandrea | 2949179 | 2 | 09/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Dilorenzo | 2974664 | 1 | 11/13/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sergio Teijelo | 717168 | 1 | 10/16/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melvin Tom | 1618817 | 1 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Cvikevich | 2322423 | 4 | 12/19/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Drew Ira Newman | 2315248 | 3 | 05/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard John Martin Hendy | 5288204 | 2 | 02/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |