Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Javier Torres George | 4640234 | 1 | 01/08/2016 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Eric Kenneth Mark | 3207949 | 2 | 11/20/2015 | Customer Dispute | Denied | $18,908.90 | $0.00 | See FINRA Report |
| Carlo E Rossell | 4327532 | 3 | 11/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felipe Mendonca Alvares | 5996017 | 1 | 08/18/2015 | Customer Dispute | Denied | $22,203.00 | $0.00 | See FINRA Report |
| Eric Grant Demarcus | 4471557 | 3 | 07/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Eduardo Ramos | 2949159 | 1 | 02/06/2015 | Customer Dispute | Denied | $23,146.50 | $0.00 | See FINRA Report |
| William Thomas Williamson | 5708118 | 1 | 01/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bai Yuen | 3214862 | 1 | 12/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Royt Wagner | 2112399 | 1 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Adler | 2897121 | 3 | 09/29/2014 | Customer Dispute | Denied | $6,583.15 | $0.00 | See FINRA Report |