Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frank Pondt | 1524457 | 6 | 03/05/2017 | Customer Dispute | Denied | $57,797.60 | $0.00 | See FINRA Report |
| William Arthur Osland | 1602095 | 1 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Lloyd Cohen | 2488057 | 2 | 01/12/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Craig Thomas Kramer | 2804466 | 2 | 12/09/2016 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 12/06/2016 | Customer Dispute | Denied | $36,890.00 | $0.00 | See FINRA Report |
| Rabih Moufid Msallem | 3199470 | 2 | 08/03/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 04/28/2016 | Customer Dispute | Denied | $720,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Simone | 4629977 | 1 | 04/28/2016 | Customer Dispute | Denied | $720,000.00 | $0.00 | See FINRA Report |
| Carlo E Rossell | 4327532 | 3 | 03/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Calvin Geeyoung Lem | 3265531 | 1 | 01/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |