Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Ann Nicolosi | 2610558 | 1 | 09/02/1999 | Customer Dispute | Denied | $11,250.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 02/04/1999 | Customer Dispute | Denied | $47,073.10 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Fabio | 1574970 | 2 | 02/10/1998 | Customer Dispute | Denied | $9,303.50 | $0.00 | See FINRA Report |