Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raffaele Prospero | 3226069 | 1 | 07/24/2001 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Paul John Scarpelli | 2897326 | 1 | 03/07/2001 | Customer Dispute | Denied | $6,598.23 | $0.00 | See FINRA Report |
| Jon Pinckney | 3093630 | 3 | 01/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William J Wilson | 2021543 | 2 | 12/13/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Fabian Whitney Chichester | 2690847 | 3 | 11/30/2000 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 09/29/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean James Tierney | 2860101 | 2 | 09/26/2000 | Customer Dispute | Denied | $394,474.00 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 09/11/2000 | Customer Dispute | Denied | $42,198.20 | $0.00 | See FINRA Report |
| Jason Yihui Lin | 2303625 | 1 | 03/10/2000 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Matthew Farrell Griffin | 2234868 | 2 | 10/21/1999 | Customer Dispute | Denied | $5,004.94 | $0.00 | See FINRA Report |