Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Tibaldi | 2672406 | 5 | 04/26/2006 | Customer Dispute | Denied | $8,069.00 | $0.00 | See FINRA Report |
| Emilio Rodriguez | 4760198 | 2 | 02/01/2006 | Customer Dispute | Denied | $6,784.08 | $0.00 | See FINRA Report |
| Alan Jay Goldberg | 726300 | 1 | 01/30/2006 | Customer Dispute | Denied | $5,520.00 | $0.00 | See FINRA Report |
| Enrique Ulloa | 3245673 | 3 | 12/16/2005 | Customer Dispute | Denied | $88,211.00 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 07/26/2005 | Customer Dispute | Denied | $6,493.94 | $0.00 | See FINRA Report |
| Alejandro Luis Gonzalez | 4262743 | 2 | 04/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Kh Jamal | 1502835 | 1 | 06/23/2004 | Customer Dispute | Denied | $5,730.47 | $0.00 | See FINRA Report |
| Lorena Lo Heredia-Caseres | 2765374 | 2 | 05/27/2004 | Customer Dispute | Denied | $37,450.60 | $0.00 | See FINRA Report |
| Alberto R Torres | 2970438 | 3 | 10/06/2003 | Customer Dispute | Denied | $25,739.60 | $0.00 | See FINRA Report |
| Fernando Xavier Rodriguez | 2114400 | 1 | 09/22/2003 | Customer Dispute | Denied | $5,355.00 | $0.00 | See FINRA Report |