Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Eduardo Ramos | 2949159 | 1 | 02/06/2015 | Customer Dispute | Denied | $23,146.50 | $0.00 | See FINRA Report |
| William Thomas Williamson | 5708118 | 1 | 01/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bai Yuen | 3214862 | 1 | 12/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hipolito Claudio Rosario | 4295062 | 3 | 11/24/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Albano | 6227094 | 1 | 11/12/2014 | Customer Dispute | Settled | $11,900.00 | $0.00 | See FINRA Report |
| Lawrence Royt Wagner | 2112399 | 1 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 10/20/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 10/16/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Michelle Adler | 2897121 | 3 | 09/29/2014 | Customer Dispute | Denied | $6,583.15 | $0.00 | See FINRA Report |
| Jorge Menendez | 5138358 | 2 | 06/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |