Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rabih Moufid Msallem | 3199470 | 2 | 08/03/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Junaid Akhtar Fatmi | 5258465 | 2 | 07/20/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 04/28/2016 | Customer Dispute | Denied | $720,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Simone | 4629977 | 1 | 04/28/2016 | Customer Dispute | Denied | $720,000.00 | $0.00 | See FINRA Report |
| Anna Huiping Li | 2890588 | 2 | 03/09/2016 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph de Masi | 5157123 | 1 | 03/03/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Carlo E Rossell | 4327532 | 3 | 03/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Robert Sheets | 1413648 | 1 | 01/22/2016 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Calvin Geeyoung Lem | 3265531 | 1 | 01/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott T Wetherby | 4907777 | 3 | 01/15/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |