Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fabian Whitney Chichester | 2690847 | 3 | 03/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 03/05/2017 | Customer Dispute | Denied | $57,797.60 | $0.00 | See FINRA Report |
| William Arthur Osland | 1602095 | 1 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Lloyd Cohen | 2488057 | 2 | 01/12/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Heitzner | 2147214 | 1 | 01/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas A Drehwing | 5074129 | 1 | 12/15/2016 | Customer Dispute | Settled | $23,614.00 | $0.00 | See FINRA Report |
| Craig Thomas Kramer | 2804466 | 2 | 12/09/2016 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 12/06/2016 | Customer Dispute | Denied | $36,890.00 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 11/10/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |