Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Fradjihaidavid Zeitoun | 5493074 | 1 | 08/06/2018 | Customer Dispute | Denied | $8,465.04 | $0.00 | See FINRA Report |
Hipolito Claudio Rosario | 4295062 | 3 | 06/11/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Roberto 'Tucker' Maria Lopez | 2826613 | 2 | 12/20/2017 | Customer Dispute | Denied | $17,716.00 | $0.00 | See FINRA Report |
Anna Huiping Li | 2890588 | 2 | 11/18/2017 | Customer Dispute | Settled | $10,140.00 | $0.00 | See FINRA Report |
Edward Schneider | 3007997 | 1 | 10/05/2017 | Customer Dispute | Denied | $6,133.99 | $0.00 | See FINRA Report |
Harold Dean McMillan | 1411258 | 1 | 09/28/2017 | Customer Dispute | Settled | $6,955.94 | $0.00 | See FINRA Report |
Emilio Rodriguez | 4760198 | 2 | 07/13/2017 | Customer Dispute | Denied | $13,127.00 | $0.00 | See FINRA Report |
Jeffrey Bunch | 2782733 | 4 | 06/13/2017 | Customer Dispute | Denied | $28,233.00 | $0.00 | See FINRA Report |
Robert Frank Pondt | 1524457 | 6 | 04/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Y Skurowitz | 5702048 | 2 | 03/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |