Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Roque | 6410688 | 1 | 08/25/2021 | Customer Dispute | Settled | $60,399.00 | $0.00 | See FINRA Report |
| Sam Lim | 6153654 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $49,810.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 01/11/2021 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Anirudh D Sulibhavi | 4490111 | 1 | 12/08/2020 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 04/21/2020 | Customer Dispute | Denied | $31,586.60 | $0.00 | See FINRA Report |
| Jeffrey Douglas Lang | 2541699 | 1 | 03/23/2020 | Customer Dispute | Denied | $363,891.00 | $0.00 | See FINRA Report |
| Fabian Whitney Chichester | 2690847 | 3 | 04/12/2019 | Customer Dispute | Denied | $14,477.00 | $0.00 | See FINRA Report |
| Mark Charles Jaffe | 1893479 | 1 | 02/08/2019 | Customer Dispute | Settled | $164,555.00 | $0.00 | See FINRA Report |
| Christine Heather Wolferman | 4202696 | 2 | 11/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Serna | 2254158 | 1 | 09/21/2018 | Customer Dispute | Denied | $195,548.00 | $0.00 | See FINRA Report |