Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Atala | 4864386 | 2 | 09/02/2022 | Customer Dispute | Closed-No Action | $442,000.00 | $0.00 | See FINRA Report |
Jeffrey David Wrobel | 1871144 | 1 | 08/29/2022 | Customer Dispute | Denied | $26,338.30 | $0.00 | See FINRA Report |
Hector Enrique Evangelista | 4042150 | 2 | 08/01/2022 | Customer Dispute | Denied | $439,391.00 | $0.00 | See FINRA Report |
Hector Enrique Evangelista | 4042150 | 2 | 07/20/2022 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Joao Carlos Bastos | 4628555 | 2 | 07/06/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Carlos Federico Fuhrmeister | 4869413 | 1 | 06/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Elijah Grant Goble | 6760147 | 1 | 04/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Giuffrida | 5857749 | 1 | 03/31/2022 | Customer Dispute | Denied | $111,478.00 | $0.00 | See FINRA Report |
Joseph Anthony Slechta | 2719067 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $7,530,290.00 | $0.00 | See FINRA Report |
Brad Perry Goldberg | 2328807 | 1 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |