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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 293 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Atala4864386209/02/2022Customer DisputeClosed-No Action$442,000.00$0.00See FINRA Report
Jeffrey David Wrobel1871144108/29/2022Customer DisputeDenied$26,338.30$0.00See FINRA Report
Hector Enrique Evangelista4042150208/01/2022Customer DisputeDenied$439,391.00$0.00See FINRA Report
Hector Enrique Evangelista4042150207/20/2022Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Joao Carlos Bastos4628555207/06/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Carlos Federico Fuhrmeister4869413106/01/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Elijah Grant Goble6760147104/28/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Giuffrida5857749103/31/2022Customer DisputeDenied$111,478.00$0.00See FINRA Report
Joseph Anthony Slechta2719067103/14/2022Customer DisputeAward / Judgment$7,530,290.00$0.00See FINRA Report
Brad Perry Goldberg2328807103/14/2022Customer DisputeAward / Judgment$0.00$1.00See FINRA Report

293 Results

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