Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Ann Nicolosi | 2610558 | 1 | 09/02/1999 | Customer Dispute | Denied | $11,250.00 | $0.00 | See FINRA Report |
| Paul Jason Mora | 2632051 | 2 | 02/24/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Samuels | 2000735 | 1 | 02/09/1999 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Matthew John Palmieri | 3003311 | 1 | 02/08/1999 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 02/05/1999 | Customer Dispute | Settled | $110,398.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 02/04/1999 | Customer Dispute | Denied | $47,073.10 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Fabio | 1574970 | 2 | 02/10/1998 | Customer Dispute | Denied | $9,303.50 | $0.00 | See FINRA Report |
| Drew Ira Newman | 2315248 | 3 | 01/16/1998 | Customer Dispute | Award / Judgment | $7,189.00 | $3,934.00 | See FINRA Report |
| Paul Jason Mora | 2632051 | 2 | 05/22/1997 | Customer Dispute | Award / Judgment | $285,580.00 | $1,000.00 | See FINRA Report |