Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean James Tierney | 2860101 | 2 | 09/26/2000 | Customer Dispute | Denied | $394,474.00 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 09/11/2000 | Customer Dispute | Denied | $42,198.20 | $0.00 | See FINRA Report |
| Mariano Lorenzo Pinto | 2734941 | 2 | 08/08/2000 | Customer Dispute | Settled | $14,609.60 | $0.00 | See FINRA Report |
| Peter Cvikevich | 2322423 | 4 | 07/12/2000 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 07/05/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mariano Lorenzo Pinto | 2734941 | 2 | 04/01/2000 | Customer Dispute | Settled | $2,959.37 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 03/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Yihui Lin | 2303625 | 1 | 03/10/2000 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Andre Mangano | 2543101 | 2 | 03/01/2000 | Customer Dispute | Closed-No Action | $6,443.00 | $0.00 | See FINRA Report |
| Matthew Farrell Griffin | 2234868 | 2 | 10/21/1999 | Customer Dispute | Denied | $5,004.94 | $0.00 | See FINRA Report |