Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin George Koch | 2888758 | 7 | 07/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lorena Lo Heredia-Caseres | 2765374 | 2 | 06/18/2001 | Customer Dispute | Settled | $11,922.00 | $0.00 | See FINRA Report |
| Peter Cvikevich | 2322423 | 4 | 04/16/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Peter Cvikevich | 2322423 | 4 | 04/16/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Lane | 4118218 | 2 | 03/13/2001 | Customer Dispute | Settled | $5,534.81 | $0.00 | See FINRA Report |
| Paul John Scarpelli | 2897326 | 1 | 03/07/2001 | Customer Dispute | Denied | $6,598.23 | $0.00 | See FINRA Report |
| Jon Pinckney | 3093630 | 3 | 01/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William J Wilson | 2021543 | 2 | 12/13/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Fabian Whitney Chichester | 2690847 | 3 | 11/30/2000 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 09/29/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |