Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Ivan Schwartz | 1306571 | 3 | 05/30/2002 | Customer Dispute | Denied | $8,937.58 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 04/04/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 03/13/2002 | Customer Dispute | Denied | $10,731.30 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 02/14/2002 | Customer Dispute | Closed-No Action | $29,000.00 | $0.00 | See FINRA Report |
| Dariana V Gordon | 2700037 | 1 | 02/12/2002 | Customer Dispute | Denied | $39,015.30 | $0.00 | See FINRA Report |
| Jon Pinckney | 3093630 | 3 | 02/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Heather Wolferman | 4202696 | 2 | 01/28/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Farrell Griffin | 2234868 | 2 | 01/14/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Paul Mary Joseph Cooke | 2153994 | 1 | 10/26/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Raffaele Prospero | 3226069 | 1 | 07/24/2001 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |