Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ian Rollins | 2776054 | 1 | 11/18/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Louis J Kim | 2297016 | 1 | 11/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 10/21/2002 | Customer Dispute | Closed-No Action | $110,978.00 | $0.00 | See FINRA Report |
| Thomas Paul Tibaldi | 2672406 | 5 | 10/21/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| James Ro Miller | 3041907 | 1 | 10/09/2002 | Customer Dispute | Denied | $18,010.60 | $0.00 | See FINRA Report |
| Jon Pinckney | 3093630 | 3 | 09/26/2002 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Thomas Edwin Moran | 1938300 | 5 | 09/23/2002 | Customer Dispute | Settled | $504,300.00 | $0.00 | See FINRA Report |
| Richard Knuth | 3061935 | 1 | 09/15/2002 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Enrique Alejandro Olavarria | 1775690 | 3 | 09/10/2002 | Customer Dispute | Settled | $3,893,540.00 | $0.00 | See FINRA Report |
| Marc Giamo | 2913765 | 1 | 09/09/2002 | Customer Dispute | Settled | $13,053.80 | $0.00 | See FINRA Report |