Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Xavier Rodriguez | 2114400 | 1 | 09/22/2003 | Customer Dispute | Denied | $5,355.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 08/22/2003 | Customer Dispute | Settled | $499,000.00 | $0.00 | See FINRA Report |
| Enrique Alejandro Olavarria | 1775690 | 3 | 08/21/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Ivan Schwartz | 1306571 | 3 | 08/20/2003 | Customer Dispute | Denied | $422,054.00 | $0.00 | See FINRA Report |
| Enrique Alejandro Olavarria | 1775690 | 3 | 06/03/2003 | Customer Dispute | Settled | $140,093.00 | $0.00 | See FINRA Report |
| Eslia K McKelvey | 2512504 | 1 | 03/28/2003 | Customer Dispute | Settled | $26,228.00 | $0.00 | See FINRA Report |
| Randolph Kendall Feliz | 2646009 | 3 | 01/14/2003 | Customer Dispute | Denied | $8,241.00 | $0.00 | See FINRA Report |
| Marshal Louis Salant | 1400308 | 1 | 12/11/2002 | Customer Dispute | Settled | $17,300,000.00 | $0.00 | See FINRA Report |
| Thomas John Scala | 1512576 | 1 | 12/03/2002 | Customer Dispute | Denied | $14,736.60 | $0.00 | See FINRA Report |
| Robert Allan Waldman | 1730291 | 1 | 12/02/2002 | Customer Dispute | Settled | $208,679.00 | $0.00 | See FINRA Report |