Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alejandro Luis Gonzalez | 4262743 | 2 | 01/19/2005 | Customer Dispute | Settled | $26,348.00 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 01/10/2005 | Customer Dispute | Settled | $44,300.00 | $0.00 | See FINRA Report |
| James Joseph Manzolillo | 4476717 | 3 | 12/30/2004 | Customer Dispute | Closed-No Action | $5,150.00 | $0.00 | See FINRA Report |
| Michael Kh Jamal | 1502835 | 1 | 06/23/2004 | Customer Dispute | Denied | $5,730.47 | $0.00 | See FINRA Report |
| Lorena Lo Heredia-Caseres | 2765374 | 2 | 05/27/2004 | Customer Dispute | Denied | $37,450.60 | $0.00 | See FINRA Report |
| Steve S Hahn | 4127344 | 2 | 05/12/2004 | Customer Dispute | Settled | $6,121.83 | $0.00 | See FINRA Report |
| Christopher Jon Cralle | 2043245 | 6 | 03/02/2004 | Customer Dispute | Settled | $136,118.00 | $0.00 | See FINRA Report |
| Timothy Fabio | 1574970 | 2 | 11/17/2003 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Alberto R Torres | 2970438 | 3 | 10/06/2003 | Customer Dispute | Denied | $25,739.60 | $0.00 | See FINRA Report |
| Anthony A Giannopapas | 2815106 | 1 | 09/30/2003 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |