Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Tibaldi | 2672406 | 5 | 04/26/2006 | Customer Dispute | Denied | $8,069.00 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 04/18/2006 | Customer Dispute | Settled | $96,648.30 | $0.00 | See FINRA Report |
| Emilio Rodriguez | 4760198 | 2 | 02/01/2006 | Customer Dispute | Denied | $6,784.08 | $0.00 | See FINRA Report |
| Alan Jay Goldberg | 726300 | 1 | 01/30/2006 | Customer Dispute | Denied | $5,520.00 | $0.00 | See FINRA Report |
| Enrique Ulloa | 3245673 | 3 | 12/16/2005 | Customer Dispute | Denied | $88,211.00 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 12/09/2005 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 11/10/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charlie Yeung | 2785343 | 4 | 07/26/2005 | Customer Dispute | Denied | $6,493.94 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 04/20/2005 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alejandro Luis Gonzalez | 4262743 | 2 | 04/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |