Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Thomas Ulanich | 2950232 | 4 | 12/26/2007 | Customer Dispute | Denied | $40,085.60 | $0.00 | See FINRA Report |
| Dennis James Salem | 4234352 | 3 | 12/13/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Luis Rivera Cruz | 2980579 | 3 | 11/09/2007 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Charles Russell Catalanotto | 1658155 | 3 | 10/04/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Enrique Ulloa | 3245673 | 3 | 08/02/2007 | Customer Dispute | Settled | $13,335.10 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 02/02/2007 | Customer Dispute | Settled | $6,892.20 | $0.00 | See FINRA Report |
| Peter Jonathan Nielsen | 2866822 | 2 | 12/07/2006 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Haorong Huang | 3013977 | 1 | 11/29/2006 | Customer Dispute | Closed-No Action | $191,652.00 | $0.00 | See FINRA Report |
| Douglas Omar Ramirez | 1806917 | 5 | 07/19/2006 | Customer Dispute | Settled | $8,335.16 | $0.00 | See FINRA Report |
| Christopher Michael Barron | 3086802 | 3 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |