Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Vincent Ricotta | 2373434 | 1 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony John D'Aquila | 1441401 | 2 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Russell Catalanotto | 1658155 | 3 | 03/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Marc Work | 2227169 | 2 | 03/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bunch | 2782733 | 4 | 02/28/2008 | Customer Dispute | Settled | $11,012.80 | $0.00 | See FINRA Report |
| Christopher Michael Lane | 4118218 | 2 | 02/27/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carmen Casale | 3126745 | 1 | 02/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Einat Sadka | 4856186 | 1 | 01/21/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Anthony John D'Aquila | 1441401 | 2 | 01/18/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jacob Benjamin Pathe | 4726276 | 1 | 01/02/2008 | Customer Dispute | Settled | $6,767.19 | $0.00 | See FINRA Report |