Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Isabel Cancel | 2736045 | 1 | 07/05/2023 | Customer Dispute | Closed-No Action | $51,061.50 | $0.00 | See FINRA Report |
| Charles P Churchill | 1659399 | 6 | 06/14/2023 | Customer Dispute | Pending | $113,405.00 | $0.00 | See FINRA Report |
| Steven Marc Work | 2227169 | 2 | 06/13/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Matthew J Rigoli | 4725202 | 2 | 06/13/2023 | Customer Dispute | Settled | $11,079.90 | $0.00 | See FINRA Report |
| Joao Carlos Bastos | 4628555 | 2 | 05/08/2023 | Customer Dispute | Pending | $885,000.00 | $0.00 | See FINRA Report |
| Carol Dahl | 1851799 | 1 | 03/30/2023 | Customer Dispute | Award / Judgment | $20,000.00 | $20,000.00 | See FINRA Report |
| Jose R Baez | 5176552 | 1 | 03/22/2023 | Customer Dispute | Closed-No Action | $19,345.90 | $0.00 | See FINRA Report |
| Viral Nayak | 5077181 | 1 | 12/27/2022 | Customer Dispute | Closed-No Action | $37,523.00 | $0.00 | See FINRA Report |
| Rabih Moufid Msallem | 3199470 | 2 | 12/16/2022 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Marylu Escobar Nicholls | 5844034 | 1 | 09/21/2022 | Customer Dispute | Denied | $41,328.60 | $0.00 | See FINRA Report |