Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Joseph Manzolillo | 4476717 | 3 | 11/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron S Young | 3228469 | 1 | 11/10/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Katie M Angelino | 5100942 | 1 | 10/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tony Hung Nguy | 3118994 | 3 | 10/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Jonathan Nielsen | 2866822 | 2 | 10/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 09/22/2008 | Customer Dispute | Settled | $12,880.00 | $0.00 | See FINRA Report |
| Robert Frank Pondt | 1524457 | 6 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 08/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ricardo Eiji Higuchi | 2278032 | 2 | 08/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |