Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Lynn Micheli | 3100008 | 1 | 01/16/2009 | Customer Dispute | Denied | $13,594.60 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 01/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Eliot Williamson | 1920640 | 2 | 01/05/2009 | Customer Dispute | Denied | $16,791.40 | $0.00 | See FINRA Report |
| Albert Dandrea | 2949179 | 2 | 12/19/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Wilson Fung | 2778788 | 2 | 12/12/2008 | Customer Dispute | Denied | $21,546.00 | $0.00 | See FINRA Report |
| Alberto Magliozzi | 4774879 | 2 | 12/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Angel Ruben Tineo | 1411558 | 4 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leslie Alan Niblock | 4584012 | 2 | 11/25/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ricardo Eiji Higuchi | 2278032 | 2 | 11/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Joseph MacKey | 2354989 | 3 | 11/19/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |