Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean James Tierney | 2860101 | 2 | 08/06/2009 | Customer Dispute | Denied | $52,937.60 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 07/02/2009 | Customer Dispute | Settled | $11,996.40 | $0.00 | See FINRA Report |
| Alberto R Torres | 2970438 | 3 | 06/15/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 06/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Chamdrika Darshan | 3214087 | 1 | 05/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Thomas Kramer | 2804466 | 2 | 05/06/2009 | Customer Dispute | Settled | $80,204.90 | $0.00 | See FINRA Report |
| Eric Grant Demarcus | 4471557 | 3 | 02/19/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jerry Joseph MacKey | 2354989 | 3 | 02/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Ulanich | 2950232 | 4 | 02/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Joseph MacKey | 2354989 | 3 | 01/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |