Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Eliot Williamson | 1920640 | 2 | 11/08/2010 | Customer Dispute | Closed-No Action | $12,450.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 11/03/2010 | Customer Dispute | Settled | $34,909.60 | $0.00 | See FINRA Report |
| Elizabeth C Leon | 2372528 | 1 | 10/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michelle Griffith | 2268130 | 1 | 10/05/2010 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Kevin George Koch | 2888758 | 7 | 08/23/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Dennis James Salem | 4234352 | 3 | 07/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John William Murray | 2181690 | 1 | 07/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Nicotra | 1814536 | 1 | 07/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Elias | 4414763 | 2 | 06/30/2010 | Customer Dispute | Denied | $2,300,000.00 | $0.00 | See FINRA Report |
| Scott T Wetherby | 4907777 | 3 | 04/02/2010 | Customer Dispute | Denied | $51,500.00 | $0.00 | See FINRA Report |