Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eden Donald Demar | 4230246 | 1 | 09/20/2011 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Hai Xia Wang | 4021176 | 1 | 07/25/2011 | Customer Dispute | Denied | $37,200.00 | $0.00 | See FINRA Report |
| Tony Hung Nguy | 3118994 | 3 | 05/17/2011 | Customer Dispute | Settled | $29,563.70 | $0.00 | See FINRA Report |
| James Joseph Manzolillo | 4476717 | 3 | 05/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Ilan Gutman | 3187135 | 1 | 04/19/2011 | Customer Dispute | Denied | $775,000.00 | $0.00 | See FINRA Report |
| Dennis James Salem | 4234352 | 3 | 04/08/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Shyan Chan | 3103541 | 1 | 02/17/2011 | Customer Dispute | Denied | $6,178.00 | $0.00 | See FINRA Report |
| Leng M Lo | 5022439 | 1 | 01/31/2011 | Customer Dispute | Settled | $7,400.00 | $0.00 | See FINRA Report |
| Felix Mike Loredo | 4474697 | 1 | 01/26/2011 | Customer Dispute | Denied | $5,641.36 | $0.00 | See FINRA Report |
| Richard Lawrence Menker | 2038263 | 1 | 11/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |