Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott T Wetherby | 4907777 | 3 | 08/23/2012 | Customer Dispute | Settled | $8,750.00 | $0.00 | See FINRA Report |
| Alexander John Marks | 1822299 | 1 | 08/21/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roberto Torres | 2896649 | 2 | 08/14/2012 | Customer Dispute | Closed-No Action | $9,393.00 | $0.00 | See FINRA Report |
| Mario Matthew Girone | 2625354 | 2 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alejandra Vazquez Chavez | 5428063 | 1 | 06/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Anthony Vera | 4775040 | 2 | 06/25/2012 | Customer Dispute | Denied | $17,689.40 | $0.00 | See FINRA Report |
| Hipolito Claudio Rosario | 4295062 | 3 | 02/29/2012 | Customer Dispute | Dismissed | $370,000.00 | $0.00 | See FINRA Report |
| Paul Thomas Ulanich | 2950232 | 4 | 02/28/2012 | Customer Dispute | Settled | $6,331.00 | $0.00 | See FINRA Report |
| Paul William Padron | 2209941 | 1 | 01/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonina Vicari | 4231263 | 1 | 11/02/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |