Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Junaid Akhtar Fatmi | 5258465 | 2 | 11/27/2013 | Customer Dispute | Denied | $72,303.00 | $0.00 | See FINRA Report |
| Paul Atala | 4864386 | 2 | 10/16/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Tibaldi | 2672406 | 5 | 10/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alberto R Torres | 2970438 | 3 | 09/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Perceleanu | 4432324 | 2 | 04/29/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Vizcaino | 3139847 | 1 | 04/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Grant Demarcus | 4471557 | 3 | 02/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emilio Wu | 2813002 | 7 | 11/08/2012 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| John A Guiteras | 2390874 | 1 | 10/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 09/12/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |