Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Matthew Zika | 5500732 | 1 | 06/05/2014 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Mario Matthew Girone | 2625354 | 2 | 06/04/2014 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| John Maisto Jacobson | 2253123 | 2 | 06/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Milles Daniel | 1453281 | 1 | 06/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 04/02/2014 | Customer Dispute | Settled | $23,400.00 | $0.00 | See FINRA Report |
| Charles Russell Catalanotto | 1658155 | 3 | 04/01/2014 | Customer Dispute | Denied | $154,507.00 | $0.00 | See FINRA Report |
| David W Orleans | 4290090 | 1 | 02/07/2014 | Customer Dispute | Award / Judgment | $13,600,000.00 | $2,250,000.00 | See FINRA Report |
| Michael Wayne Ducker | 5405157 | 1 | 01/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Baron | 3088730 | 1 | 12/27/2013 | Customer Dispute | Denied | $38,486.00 | $0.00 | See FINRA Report |
| Alfredo Horacio Pardo | 5820348 | 1 | 12/17/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |