Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Henry Klingsberg | 4084103 | 1 | 06/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Noble Maxson | 4058561 | 1 | 04/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Corona | 6715312 | 1 | 12/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Royston | 6804344 | 1 | 11/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Theron Nary | 5958565 | 1 | 06/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Sc de Varso | 2782238 | 1 | 04/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Gustavo Reina | 2636180 | 1 | 04/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Lutz Krause | 2407063 | 1 | 04/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Laughlin | 4866144 | 1 | 04/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Martin Hendy | 5288204 | 2 | 02/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |