Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Courtney Cain | 6399864 | 1 | 02/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Arvind Admal | 6146164 | 1 | 04/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher J Albano | 4763680 | 1 | 02/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Hugo Real | 6816626 | 2 | 10/13/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Armando Figueroa Cartagena | 5272875 | 1 | 07/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Oladokun Adenrele Ajaiyeoba | 2983241 | 3 | 04/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darek Williams | 6249628 | 1 | 08/03/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Oladokun Adenrele Ajaiyeoba | 2983241 | 3 | 06/11/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Oladokun Adenrele Ajaiyeoba | 2983241 | 3 | 01/11/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Jared Lysy | 5298052 | 1 | 11/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |