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FINRA Broker Disclosures for Citigroup Global Markets Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Warren Conrad5573510104/12/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Jason Beutel4730993109/15/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Daniel J Iammartino7488825109/05/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher John Sciortino5560415104/16/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Josip S Antolos5029779103/06/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Marlana Arline Splettstosser4913560101/01/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Scott Andrew Goodrich4510618111/17/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Carin Julsgard6844800105/01/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Collins7512104103/13/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Eric Valdez5652674109/03/1999CriminalFinal Disposition$0.00$0.00See FINRA Report

53 Results

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