Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Oh | 5885535 | 1 | 02/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Noell | 6814819 | 1 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diane Gloria Bryant | 4606899 | 1 | 11/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Swift | 7708463 | 1 | 10/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiera Alexandra Traoré | 7418144 | 3 | 06/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonardo Stivelman | 5965265 | 1 | 06/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Clifford Hoatson | 6021996 | 1 | 04/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregg Marsden | 5922413 | 1 | 11/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Bollinger | 6431767 | 1 | 03/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Jonathan King | 5762451 | 1 | 08/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |