Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Joseph Manzolillo | 4476717 | 3 | 12/30/2004 | Customer Dispute | Closed-No Action | $5,150.00 | $0.00 | See FINRA Report |
Christopher Jon Cralle | 2043245 | 6 | 10/21/2002 | Customer Dispute | Closed-No Action | $110,978.00 | $0.00 | See FINRA Report |
Richard Knuth | 3061935 | 1 | 09/15/2002 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
Charlie Yeung | 2785343 | 4 | 04/04/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
Charlie Yeung | 2785343 | 4 | 02/14/2002 | Customer Dispute | Closed-No Action | $29,000.00 | $0.00 | See FINRA Report |
Andre Mangano | 2543101 | 2 | 03/01/2000 | Customer Dispute | Closed-No Action | $6,443.00 | $0.00 | See FINRA Report |