Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citigroup Global Markets Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anna Huiping Li | 2890588 | 2 | 03/09/2016 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Tomonari Yamanaka | 4721755 | 6 | 09/12/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alexander John Marks | 1822299 | 1 | 08/21/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roberto Torres | 2896649 | 2 | 08/14/2012 | Customer Dispute | Closed-No Action | $9,393.00 | $0.00 | See FINRA Report |
| Raymond Eliot Williamson | 1920640 | 2 | 11/08/2010 | Customer Dispute | Closed-No Action | $12,450.00 | $0.00 | See FINRA Report |
| Elizabeth C Leon | 2372528 | 1 | 10/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Emile Samir Abinader | 3177792 | 1 | 06/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Marc Work | 2227169 | 2 | 03/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Lane | 4118218 | 2 | 02/27/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Haorong Huang | 3013977 | 1 | 11/29/2006 | Customer Dispute | Closed-No Action | $191,652.00 | $0.00 | See FINRA Report |