Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dax Aaron Seale | 5631159 | 2 | 05/23/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Clifton Brent Smith | 2658251 | 4 | 05/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Baine Kelley | 2024738 | 1 | 05/10/2019 | Customer Dispute | Denied | $30,486.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 05/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mercy Ameyaw Aston | 6602404 | 2 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mercy Ameyaw Aston | 6602404 | 2 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dlorah Nicole Johnson | 6382612 | 5 | 05/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stevan Douglas Paton | 2212011 | 3 | 04/23/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Ray Harris | 6123572 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Garner | 6818520 | 1 | 04/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |