Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo James Armijo | 2694904 | 3 | 09/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 09/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 09/11/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Keith Morrissey | 5814382 | 5 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tina Renee Hendrix | 6443191 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yaakov Ari Ringler | 4419944 | 2 | 08/21/2019 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Erin Victoria Swafford | 5930413 | 2 | 08/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 08/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |