Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheree Denise Butler | 2306140 | 15 | 01/06/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 01/06/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo James Armijo | 2694904 | 3 | 12/16/2019 | Customer Dispute | Settled | $256,000.00 | $0.00 | See FINRA Report |
| Ramon Gabriel Burrola | 3035803 | 2 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Elisabeth Gajda | 7480186 | 2 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Dewayne Davis | 6584651 | 1 | 12/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Seiler | 2670659 | 2 | 12/10/2019 | Customer Dispute | Denied | $522,000.00 | $0.00 | See FINRA Report |