Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tawn Loretta Bullock | 6780768 | 2 | 02/24/2020 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |
| Andrew H Lee | 2257654 | 2 | 02/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander Peter Setness | 4856215 | 1 | 02/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Iliana Cantu | 5734795 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina Sonya Tudela | 2269112 | 3 | 02/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |