Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew George Sukhin | 2102283 | 9 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 03/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Troiano | 4056883 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Fred Bachinsky | 1002854 | 5 | 03/17/2020 | Customer Dispute | Denied | $228,465.00 | $0.00 | See FINRA Report |
| Lisa Lyn Westmoreland | 1398304 | 4 | 03/16/2020 | Customer Dispute | Denied | $36,515.00 | $0.00 | See FINRA Report |
| Patricia Tracy Jenkins | 4215608 | 3 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miles Jason Pure | 2475647 | 2 | 03/13/2020 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |