Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald P McGill | 2430457 | 3 | 08/12/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 08/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 08/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Morrison Connally | 52239 | 6 | 02/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Brian Patchen | 1878022 | 1 | 12/16/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Wesley Enoch | 1560468 | 2 | 09/13/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradford Skidmore Parsons | 2941055 | 2 | 11/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Charles Rowedder | 1924427 | 1 | 10/28/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Edward Wagner | 872020 | 1 | 08/10/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |