Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lawrence Caso | 1587538 | 5 | 06/01/1991 | Customer Dispute | Settled | $335,757.00 | $0.00 | See FINRA Report |
| John Mark Hollingsworth | 1061782 | 1 | 05/24/1991 | Customer Dispute | Settled | $285,057.00 | $0.00 | See FINRA Report |
| Paul Michael Walker | 1485691 | 1 | 05/01/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Larry Neil Koenigsberg | 858292 | 1 | 05/01/1991 | Customer Dispute | Settled | $39,000.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 02/01/1991 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Joseph Drozjock | 2146878 | 2 | 12/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Grover Wilson | 846175 | 2 | 11/28/1990 | Customer Dispute | Settled | $40,998.00 | $0.00 | See FINRA Report |
| David Anthony Letourneau | 1639587 | 1 | 10/15/1990 | Customer Dispute | Award / Judgment | $60,000.00 | $56,693.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 10/09/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Eubon Jones | 1561431 | 2 | 10/05/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |