Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denver Doyle Attaway | 1098748 | 2 | 10/21/1993 | Customer Dispute | Settled | $59,934.00 | $0.00 | See FINRA Report |
| C Larry Stephens | 725161 | 3 | 10/21/1993 | Customer Dispute | Settled | $10,238.00 | $0.00 | See FINRA Report |
| David Bruce Criner | 1103162 | 2 | 10/21/1993 | Customer Dispute | Settled | $9,013.00 | $0.00 | See FINRA Report |
| David Bruce Criner | 1103162 | 2 | 10/21/1993 | Customer Dispute | Settled | $11,704.00 | $0.00 | See FINRA Report |
| Anthony F Stedem | 1009595 | 1 | 10/20/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Kubicsko | 861670 | 3 | 09/27/1993 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Janet Franco Gordon | 1114409 | 2 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Temple Millsap | 869210 | 1 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Joseph Carney | 3100667 | 1 | 08/31/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Madlinger | 1219815 | 1 | 08/03/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |