Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Collin Larry Rigler | 1932563 | 2 | 02/06/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Lloyd Casso | 4708651 | 1 | 01/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Fred Bachinsky | 1002854 | 5 | 01/17/1996 | Customer Dispute | Settled | $204,000.00 | $0.00 | See FINRA Report |
| Carrie Ellyn Esposito | 6279864 | 2 | 12/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rebecca Cisternas | 2821562 | 3 | 12/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rebecca Cisternas | 2821562 | 3 | 12/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Handler | 1985218 | 9 | 12/08/1995 | Customer Dispute | Settled | $175,279.00 | $0.00 | See FINRA Report |
| David Reid Petty | 2031149 | 1 | 11/16/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 11/01/1995 | Customer Dispute | Settled | $678,000.00 | $0.00 | See FINRA Report |
| Janell A Harris | 7558296 | 1 | 08/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |