Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Anna Marie McIlwaine | 2758099 | 1 | 06/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Kelley Vaughn | 1947750 | 1 | 05/26/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori Lynn Fugate | 2105967 | 3 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammy Jo Mercier | 2752455 | 3 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 05/12/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cassandra Elizabeth Biehl | 6450633 | 2 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Elizabeth Biehl | 6450633 | 2 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Snipes | 2182199 | 5 | 04/30/2020 | Customer Dispute | Settled | $8,082.00 | $0.00 | See FINRA Report |
| Gerald P McGill | 2430457 | 3 | 04/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |