Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Silas William Gassett | 873141 | 2 | 05/16/1996 | Customer Dispute | Award / Judgment | $0.00 | $84,923.00 | See FINRA Report |
| Steven Alec Bushman | 1448826 | 4 | 05/01/1996 | Customer Dispute | Award / Judgment | $0.00 | $3,400.00 | See FINRA Report |
| Christopher George Rogers | 1222630 | 1 | 04/08/1996 | Customer Dispute | Settled | $84,408.00 | $0.00 | See FINRA Report |
| Peter Howard Silcox | 2195841 | 5 | 03/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 03/22/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 03/18/1996 | Customer Dispute | Settled | $15,388.50 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 03/15/1996 | Customer Dispute | Settled | $41,396.40 | $0.00 | See FINRA Report |
| Michael Kieran Casey | 2131845 | 1 | 03/08/1996 | Customer Dispute | Award / Judgment | $43,500.00 | $7,500.00 | See FINRA Report |
| Jerome Robert Renaudin | 853575 | 3 | 02/29/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lonnie Richard May | 1368306 | 2 | 02/27/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |