Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Vanderweele | 1725985 | 3 | 02/24/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Kilbride | 3074135 | 1 | 02/23/2000 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Joe Boyd Rowland | 1884662 | 4 | 02/22/2000 | Customer Dispute | Settled | $39,316.00 | $0.00 | See FINRA Report |
| Anthony James Losh | 3135771 | 1 | 01/27/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Bartumioli | 1508173 | 2 | 01/23/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Anthony Gutowski | 2572346 | 10 | 01/19/2000 | Customer Dispute | Denied | $5,716.00 | $0.00 | See FINRA Report |
| Kevin Sean Townsend | 2887753 | 2 | 12/31/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sonya Helena Gelb Choeff | 1876200 | 1 | 12/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Phillip | 2095551 | 1 | 12/21/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Cianto | 1632464 | 1 | 12/17/1999 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |