Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry D Richter | 1387197 | 9 | 05/11/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| John Patrick Patat | 2212977 | 2 | 04/25/2000 | Customer Dispute | Closed-No Action | $62,625.00 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 04/24/2000 | Customer Dispute | Settled | $73,362.80 | $0.00 | See FINRA Report |
| Joseph Bartumioli | 1508173 | 2 | 04/17/2000 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 04/10/2000 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Vincent Joseph Becker | 2178577 | 3 | 04/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel John Darkatsh | 2363143 | 1 | 04/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles M Bonatakis | 1006233 | 3 | 03/16/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Edward Phillips | 2185050 | 1 | 03/09/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kimberly Dawn Pruitt | 5222701 | 1 | 03/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |